Convera Transaction Monitoring Platform

Compliance-focused case platform for managing SAR (suspicious activity reports) and mitigating financial risk.

Led the agile delivery and development of Convera’s Transaction Monitoring platform—built to help compliance teams manage Suspicious Activity Reports (SARs) and track financial crime risk. This system expanded upon our enterprise case framework with a refined UI, deeper compliance tooling, and risk assessment features critical to regulated global financial operations.

Client

Convera

Services

Directed delivery of the SAR platform using upgraded UI/UX patterns and workflows Managed cross-functional collaboration with compliance stakeholders and product teams Oversaw integration of compliance-specific modules for risk analysis and mitigation tracking Defined and supported sprint planning, backlog grooming, and release cycles Ensured platform scalability and audit-readiness for global regulatory use

Industries

Enterprise Case Management Platform, Compliance Tracking and Management, SAR, AML, Financial Services

Date

January 2023

The Convera Transaction Monitoring Platform was developed as a specialized extension of the Enterprise Case Management system, designed specifically to support compliance operations involving Suspicious Activity Reports (SARs). As Agile Delivery Manager and Product Delivery Lead, I oversaw the delivery of this compliance-first solution from design to rollout. The platform included upgraded UI components and a more streamlined, user-friendly interface to support the high volume and complexity of SAR investigations. Key features included case creation, detailed tracking of linked payments and entities, KYC integration, audit logs, and documentation support. To support financial institutions’ regulatory obligations, we introduced compliance-specific modules that allowed users to assess and document Case Risk Levels, Risk Typologies, Interdiction Counts, Investigation Types, and Mitigation Actions. These features gave compliance officers structured ways to evaluate and report risk while maintaining full auditability.

This project required close coordination with internal compliance leaders, regulatory advisors, and multiple product owners to ensure the platform met evolving legal requirements and operational needs. Helped drive delivery across sprints, ensured design consistency with the broader case management suite, and facilitated stakeholder engagement for a successful global rollout.